top of page
NETWORTH_edited.png

Self Certification Sophisticated Individual 

I declare that I am a self-certified sophisticated individual for the purposes of the restriction on promotion of speculative illiquid securities. I understand that this means:

(i)  I can receive promotional communications made by a person who is authorised by the Financial Conduct Authority which relate to investment activity in speculative illiquid securities;

(ii)  the investments to which the promotions will relate may expose me to a significant risk of losing all of the property invested.

I am a self-certified sophisticated investor because at least one of the following applies:

(a)  I am a member of a network or syndicate of business angels and have been so for at least the last six months prior to the date below;

(b)  I have made more than one investment in an unlisted company in the two years prior to the date below;

(c)  I am working, or have worked in the two years prior to the date below, in a professional capacity in the private equity sector, or in the provision of finance for small and medium enterprises;

(d)  I am currently or have been in the two years prior to the date below, a director of a company with an annual turnover of at least £1 million.

I accept that the investments to which the promotions will relate may expose me to a significant risk of losing all of the money or other property invested.

I am aware that it is open to me to seek advice from someone who specialises in advising on speculative illiquid securities.

SOPHISTICATED INDIVIDUAL STATEMENT

Contact Details

Date
Day
Month
Year
MAINSTlogo_edited_edited.png
MAINSTlogo_edited_edited.png
bottom of page